Annual Compliance Audit

This table summarizes the compliance status for each financial year along with remarks to highlight key observations or actions required.

S.No.	Financial Year	Compliance Audit status	Remarks, If any
1	2023-24	Conducted	Nil
2	2024-25	Conducted	Nil

Note: For Any service related assistance or grievances you can reach us at support@niveshartha.com. We take minimum 15 working days to respond or to come up with the solution of your query. If you are unsatisfied with our response then you can escalate your issue to SEBI scores web / scores app. Further for any unsatisfactory resolution from scores you can reach out to smartodr.

*Disclaimer: “Registration granted by SEBI, Enlistment as RA with Exchange and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.”

*Disclaimer: For security/securities displayed in the website and in the advertisement - “The securities quoted (If any) on our website or in any of our advertisement are for illustration only and are not recommendatory.”

*Standard warning: “Investment in securities market are subject to market risks. Read all the related documents carefully before investing.”

*Mandatory notice: “Clients shall be requested to go through Do’s and Don’ts while dealing with RA as specified in SEBI master circular no. SEBI/HO/MIRSD-POD- 1/P/CIR/2024/49 dated May 21, 2024 or as may be specified by SEBI from time to time.”

Note: We have changed our pricing with effective from 01/12/2024.

Developed by Techisor

Annual Compliance Audit

We are here to assist you!

About Us

Products

Services

Terms